# Chen Hung-Wen — capital_raise/private_placement [completed]
Source: sec.gov · situation sit_88d1d9063b17b2b896f1 · public 2429775094760088633 · retrieved 2026-08-19T12:15:50.482Z

## Overview
On August 14, 2026, Apollomics Inc. closed a private investment in public equity (PIPE) transaction and convertible note conversion with Chairman and CEO Hung-Wen Chen and his wholly-owned investment vehicle King Regent Management Limited. In the PIPE, Mr. Chen and King Regent together acquired 370,000 Class A Ordinary Shares for aggregate cash consideration of $5,550,005.00 (at $15.00 per share for King Regent's 266,667 shares and $15.00 per share for Mr. Chen's 103,333 shares). Concurrently, Mr. Chen converted his Convertible Promissory Note dated March 30, 2026 into 166,667 Class A Ordinary Shares at a conversion price of $12.00 per share. Following the transaction and including vested and soon-to-vest restricted stock units, Mr. Chen beneficially owns 1,453,029 Class A Shares, representing approximately 49.76% of outstanding shares.

## Terms
- Counterparty: Apollomics Inc. · Deal value: $5.6M · Consideration: mixed · Stake: 49.76% · Price/share: $15

## Key dates
- Completed 2026-08-14

## Timeline
- 2026-08-17 · SCHEDULE 13D/A (0001193125-26-354020): SCHEDULE 13D/A - Chen Hung-Wen — On August 14, 2026, Apollomics Inc. closed a private investment in public equity (PIPE) transaction and convertible note conversion with Chairman and CEO Hung-Wen Chen and his wholly-owned investment vehicle King Regent Management Limited. In the PIPE, Mr. Chen and King Regent together acquired 370,000 Class A Ordinary Shares for aggregate cash consideration of $5,550,005.00 (at $15.00 per share for King Regent's 266,667 shares and $15.00 per share for Mr. Chen's 103,333 shares). Concurrently, Mr. Chen converted his Convertible Promissory Note dated March 30, 2026 into 166,667 Class A Ordinary Shares at a conversion price of $12.00 per share. Following the transaction and including vested and soon-to-vest restricted stock units, Mr. Chen beneficially owns 1,453,029 Class A Shares, representing approximately 49.76% of outstanding shares.
  https://www.sec.gov/Archives/edgar/data/2023674/0001193125-26-354020.txt

## Citations
- 0001193125-26-354020 — https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&type=&dateb=&owner=include&count=40&search_text=000119312526354020